Vernon A. Hargrave

BROOKSTONE WEALTH ADVISORS

Tyler, TX 75703

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CRD#: 1099575

Professional summary

Vernon Albert Hargrave, who also goes by Vern Hargrave, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Tyler, Texas.

Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Vernon has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vern Hargrave

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pathways Financial Solutions; Investment-related; Retirement Planning; Owner; Co-Executive Director; Since March 2023; 200 hours per month; Devote 160 hours during securities trading hours(40 hours X 4 weeks per month); working with clients, doing workshops and seminars, attending training classes and doing general administrative functions of managing a business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Albert Hargrave's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 5620 Old Bullard Rd., Tyler, TX 75703

RIA

CRD#: 137658

Tyler, TX

Past

January 5, 2021 - April 19, 2022

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Tyler, TX

Past

April 6, 2017 - January 5, 2021

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Van, TX

Past

December 3, 2015 - March 31, 2017

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

VAN, TX

Past

February 10, 1995 - June 26, 2002

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

June 16, 1993 - May 31, 1994

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

March 4, 1983 - February 19, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(4/21/2022)

IAR

Texas
(4/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/3/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/29/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vernon A. Hargrave

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Albert Hargrave's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATED CAPITAL ADVISORS, LLC

TUCKER ASSET MANAGEMENT LLC

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RUSHMORE SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2015

Series 63

Date: 3/3/1983

Series 6

Date: 3/3/1983

Series 26

Date: 9/29/1988

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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