Kevin G. Roberts
Professional summary
Kevin G Roberts, who also goes by Kevin Roberts, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Danbury, Connecticut.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin G Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 100 Reserve Rd Ste 4196, Danbury, CT 06810June 16, 2010 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 24, 2009 - May 14, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 5, 2001 - October 17, 2002
HAPOALIM SECURITIES USA, INC.
October 1, 1985 - October 30, 2001
GRUNTAL & CO., L.L.C.
February 10, 1983 - October 1, 1985
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2016)
(5/26/2016)
Exams
Series 55
Date: 12/27/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Company Information
BANKERS LIFE SECURITIES, INC.
CRD#: 173962Danbury, CT 06810TRUST BUT VERIFY
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