Philip W. Friedman
Professional summary
Philip Warren Friedman is a registered financial professional currently at NEAR EARTH, LLC located in New Canaan, Connecticut.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1984. Philip has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Warren Friedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2026 - Present
NEAR EARTH, LLC
Office #1: 945 West Road, New Canaan, CT 06840July 3, 2007 - December 31, 2024
PERELLA WEINBERG PARTNERS LP
February 11, 2002 - November 28, 2006
LEVCO SECURITIES, INC.
October 4, 1990 - February 22, 2002
MORGAN STANLEY & CO. LLC
October 26, 1984 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2026)
(4/13/2026)
Exams
Series 99TO
Date: 4/13/2026
Operations Professional ExaminationFINRA
Current Firm
NEAR EARTH, LLC
CRD#: 126041 / SEC#: , 8-65846
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
