Daniel Alpert
Professional summary
Daniel Alpert is a registered financial professional currently at WESTWOOD CAPITAL, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1983. Daniel has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Alpert's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 1996 - Present
WESTWOOD CAPITAL, LLC
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022Office #2: 437 Madison Avenue 24th Floor, New York, NY 10022January 9, 1991 - March 3, 1995
CIBC WORLD MARKETS CORP.
May 13, 1983 - March 13, 1987
RADNOR SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2024)
(5/1/1996)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTWOOD CAPITAL, LLC
CRD#: 39551 / SEC#: , 8-48745
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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