Debra M. White Stephens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Mae White Stephens, who also goes by Debra Mae Stephens, Debra White Stephens, Debra Mae White, Debra Mae White-stephens, Debra Mae Whitestephens, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1983. Debra had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2015 - January 5, 2021
VOYA FINANCIAL ADVISORS, INC.
January 2, 2015 - January 5, 2021
VOYA FINANCIAL ADVISORS, INC.
January 8, 2000 - January 9, 2015
CETERA WEALTH SERVICES, LLC
January 8, 2000 - January 9, 2015
CETERA WEALTH SERVICES, LLC
July 7, 1998 - January 25, 2000
SUNAMERICA SECURITIES, INC.
November 9, 1990 - July 6, 1998
CETERA WEALTH SERVICES, LLC
March 21, 1988 - November 19, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
March 21, 1988 - November 19, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 17, 1983 - March 22, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
