Megan C. Daufeldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Cloughley Daufeldt, who also goes by Megan Cloughley Beaumont, Megan Leah Cloughley, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 1983. Megan had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2007 - October 4, 2017
NEWPORT GROUP SECURITIES, INC.
August 16, 2007 - October 4, 2017
NEWPORT GROUP SECURITIES, INC.
December 5, 2006 - June 29, 2007
CHEVY CHASE FINANCIAL SERVICES
January 27, 2006 - June 29, 2007
CHEVY CHASE FINANCIAL SERVICES
April 14, 2005 - August 16, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 28, 1984 - February 4, 1986
INVEST FINANCIAL CORPORATION
November 23, 1983 - July 13, 1984
INTERSOUTH SECURITIES CORPORATION
March 1, 1983 - November 22, 1983
NATIONSBANC SECURITIES OF GEORGIA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP SECURITIES, INC.
CRD#: 29722 / SEC#: 801-60427, 8-44508
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 22,966,874,617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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