John F. Kennedy Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Kennedy Jr., who also goes by John Francis Kennedy, N/a N/a N/a, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - October 2, 2017
TRUIST ADVISORY SERVICES, INC.
March 18, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 17, 2016 - October 2, 2017
TRUIST INVESTMENT SERVICES, INC.
April 21, 2011 - March 23, 2016
RAYMOND JAMES & ASSOCIATES, INC.
April 19, 2011 - March 23, 2016
RAYMOND JAMES & ASSOCIATES, INC.
August 23, 1994 - April 27, 2011
UBS FINANCIAL SERVICES INC.
April 29, 1994 - April 27, 2011
UBS FINANCIAL SERVICES INC.
March 22, 1984 - May 3, 1994
KIDDER, PEABODY & CO. INCORPORATED
March 2, 1983 - February 21, 1984
MONARCH SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/26/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
