Thomas E. Wade

PENSION & WEALTH MANAGEMENT ADVISORS

Waltham, MA 02453

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CRD#: 1097200

Professional summary

Thomas E Wade, CFP®, who also goes by Thomas Emerson Wade, is a registered financial advisor currently at PENSION & WEALTH MANAGEMENT ADVISORS located in Waltham, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Emerson Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Wade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

May 4, 2026 - Present

PENSION & WEALTH MANAGEMENT ADVISORS

Office #1: 800 South Street Suite 160, Waltham, MA 02453

RIA

CRD#: 309546

Waltham, MA

Past

March 17, 2004 - October 24, 2005

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

November 3, 2000 - February 19, 2003

59 WALL STREET DISTRIBUTORS, INC.

CRD#: 26989

BOSTON, MA

Past

February 4, 1999 - March 20, 2025

DEVONSHIRE ASSET MANAGEMENT, INC.

RIA

CRD#: 114966

STONEHAM, MA

Past

December 10, 1997 - February 14, 2001

GARRETT NAGLE & CO., INC.

CRD#: 7071

WOBURN, MA

Past

January 14, 1993 - November 24, 1997

KOBREN INSIGHT BROKERAGE, INC

CRD#: 21298

WELLESLEY, MA

Past

January 21, 1988 - September 8, 1992

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

August 29, 1985 - January 14, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 22, 1983 - July 26, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

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Contact information

Main Address

800 South Street Suite 160, Waltham, MA 02453

Mailing Address

Phone number

(781) 810-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENSION & WEALTH MANAGEMENT ADVISORS (4/29/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 452,222,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas E. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSION & WEALTH MANAGEMENT ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

59 WALL STREET DISTRIBUTORS, INC.

DEVONSHIRE ASSET MANAGEMENT, INC.

GARRETT NAGLE & CO., INC.

KOBREN INSIGHT BROKERAGE, INC

THE ADVISORS GROUP, INC.

LEHMAN BROTHERS INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

PENSION & WEALTH MANAGEMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1993

Series 63

Date: 4/11/1983

Series 7

Date: 3/19/1983

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION & WEALTH MANAGEMENT ADVISORS

TRUST BUT VERIFY

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