Terry G. Roussel
Professional summary
Terry Gerard Roussel was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry Gerard Roussel was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1983. Terry had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2000 - June 25, 2014
PACIFIC CORNERSTONE CAPITAL INCORPORATED
September 17, 1999 - July 19, 2000
PRIVATE INVESTORS EQUITY GROUP
September 20, 1989 - April 7, 1999
PACIFIC CORNERSTONE FINANCIAL INCORPORATED
January 12, 1987 - July 31, 1989
FINANCIAL WEST GROUP
February 24, 1983 - March 11, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC CORNERSTONE CAPITAL INCORPORATED
CRD#: 40397 / SEC#: , 8-49023
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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