William T. Browne
Professional summary
William Thomas Browne, who also goes by William T Browne, is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Thomas Browne's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2021 - Present
ARCOLA SECURITIES, INC.
Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036September 24, 2012 - December 5, 2019
ARCOLA SECURITIES, INC.
January 23, 1995 - November 16, 2010
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 26, 1991 - February 9, 1995
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1988 - November 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
ARCOLA SECURITIES, INC.
CRD#: 147952 / SEC#: , 8-67940
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
Red Flags
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