Charles R. Morris
SUMMIT WEALTH GROUP | CEO
SCOTTSDALE, AZ 85260
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CRD#: 1096446
Professional summary
Charles Randal Morris, CFP®, who also goes by C Randal Morris, Randy Morris, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Scottsdale, Arizona and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Charles has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
C Randal Morris | Randy Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Summit Wealth Group. Investment Related. At Registered Location. RIA. IAR. Start Date: 5/1/2025. 160 hrs/ month; all during trading hours. Service clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 5/1/2025. 1 hr/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 5/1/2025. 1 hr/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 4) Ponderosa Management LLC. Not Investment Related. 9290 E Thompson Peak Pkwy, Scottsdale, AZ 85255. Operating LLC. Owner. Start Date: 8/5/2020. 2 hrs/ month; none during trading hours. Company created for personal tax reasons 5) Barge Forest Products. Not Investment Related. PO Box 72 Macon, MS 39341. Commercial/ Management Services. Owner. Start Date: 5/21/2015. 4 hrs/ month; none during trading hours. Board Member and 5% Owner of family owned timber and sawmill company 6) Morris Partners, LP. Not Investment Related. PO Box 72 Macon, MS 39341. Commercial/ Management Services. Owner. Start Date: 7/12/2022. 2 hrs/ month; none during trading hours. An entity created for the purpose of Buying and managing timberland located in Noxubee County, MS 7) Commercial Rental Property. Not Investment Related. 13710 Struthers Road Colorado Springs, CO 80921. Real Estate Rental. Owner. Start Date: 12/5/2012. 1 hr/ month; none during trading hours. Joint owner of commercial property located at 13710 Struthers Road, Ste 115, Colorado Springs, CO 80921 8) Barge Timberlands International. Not Investment Related. PO Box 72 Macon, MS 39341. Commercial/ Management Services. Owner. Start Date: 4/11/2011. 2 hrs/ month; none during trading hours. Board Member and 11% Limited Partner in private timber company 9) Aspen Grove Consulting, LLC. Investment Related. 9290 E Thompson Peak Pkwy, Scottsdale, AZ 85255. Operating LLC. Owner. Start Date: 12/11/2018. 20 hrs/ month; 11 hrs/ month during trading hours. Pass through entity for investment advisory/wealth management compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Randal Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
April 14, 2025 - Present
SUMMIT WEALTH GROUP
Office #1: 14500 N Northsight Blvd, Scottsdale, AZ 85260RIA
CRD#: 335242
SCOTTSDALE, AZ
Current
May 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 14500 N. Northsight Blvd Suite 112, Scottsdale, AZ 85260BD
CRD#: 35747
ALBANY, NY
Past
July 5, 2005 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
LAKEWOOD, CO
Past
July 5, 2005 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
LAKEWOOD, CO
Past
February 27, 2003 - June 12, 2009
SUMMIT WEALTH GROUP, INC.
RIA
CRD#: 124479
COLORADO SPRINGS, CO
Past
July 8, 1997 - November 11, 2004
EFP WEALTH MANAGEMENT
RIA
CRD#: 111783
COLORADO SPRINGS, CO
Past
May 5, 1997 - July 19, 2005
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 3, 1995 - May 5, 1997
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
September 2, 1993 - January 19, 1995
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
June 18, 1993 - August 25, 1993
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
April 2, 1993 - December 31, 1994
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
September 5, 1985 - April 7, 1993
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
March 28, 1983 - September 26, 1985
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2025)
IAR
Arizona(4/14/2025)
RR
Arizona(5/1/2025)
RR
California(5/7/2025)
RR
Colorado(5/7/2025)
RR
Florida(5/7/2025)
RR
Georgia(5/7/2025)
RR
Indiana(5/7/2025)
RR
Iowa(5/7/2025)
RR
Kansas(5/7/2025)
RR
Louisiana(5/7/2025)
RR
Maryland(5/7/2025)
RR
Michigan(10/14/2025)
RR
Minnesota(5/7/2025)
RR
Mississippi(5/7/2025)
RR
Nebraska(5/7/2025)
RR
New Jersey(10/14/2025)
RR
New Mexico(5/7/2025)
RR
North Carolina(5/7/2025)
RR
Oregon(5/7/2025)
RR
Pennsylvania(5/7/2025)
RR
Tennessee(5/7/2025)
RR
Texas(5/7/2025)
RR
Washington(5/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
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Contact information
Main Address
13710 Struthers Road, Suite 115, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 633-4033
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,911 |
| AUM (Assets Under Management) | $ 1,353,760,295 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
