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SM

Scott E. Mounger

VIRTUE CAPITAL MANAGEMENT
GILBERT, AZ
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CRD#: 1095898
SM

Professional summary


Scott Edwin Mounger is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Gilbert, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 21 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OSTB WEALTH STRATEGIES; INVESTMENT RELATED; 1739 E. LOMA VISTA STREET, GILBERT AZ 85295; INDEPENDENT INSURANCE AGENT/PRODUCER; STARTED 07/23/2010; FIXED ANNUITIES AND LIFE, DISABILITY, LONG-TERM CARE & CRITICAL ILLNESS INSURANCE; HOURS PER MONTH 120; TRADING HOURS 100 National Gold Consultants; Is the business investment related: Yes; 2 Division St. E., Suite 201 Buffalo MN 55313 United States; Independent agent; 2023-03-24; Hours per month devoted to business during trading hours: 1. Arizona Chapter of the National Association of Insurance & Financial Advisors (NAIFA) Board Member Since 01/2026 Not Investment Related Professional Trumpet Player Not Investment Related 0 Hours during trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Scott Edwin Mounger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2025 - Present

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
GILBERT, AZ
Past

October 22, 2021 - March 9, 2025

REDWOOD PRIVATE WEALTH

RIA
CRD#: 312942
PHOENIX, AZ
Past

February 22, 2021 - October 8, 2021

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Gilbert, AZ
Past

September 19, 2019 - December 31, 2020

INTEGRITY ALLIANCE, LLC.

RIA
CRD#: 139627
Otsego, MN
Past

December 7, 2016 - September 20, 2019

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
Otsego, MN
Past

October 1, 2014 - August 31, 2016

FIRST ADVISORS NATIONAL, LLC

RIA
CRD#: 166212
OSTEGO, MN
Past

February 16, 2011 - December 31, 2011

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
ELK RIVER, MN
Past

September 17, 2010 - December 31, 2011

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
OTSEGO, MN
Past

January 1, 2007 - May 10, 2010

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PLYMOUTH, MN
Past

April 21, 2004 - December 31, 2004

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
MESA, AZ
Past

April 15, 2004 - December 31, 2004

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH
Past

July 1, 2002 - December 31, 2003

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
CHANDLER, AZ
Past

April 30, 2002 - December 31, 2003

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

October 25, 2001 - February 19, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

October 25, 2001 - February 19, 2002

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

May 31, 2001 - October 22, 2001

QA3 FINANCIAL CORP.

BD
CRD#: 14754
OMAHA, NE
Past

April 22, 1999 - June 4, 2001

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

June 30, 1998 - March 18, 1999

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
CINCINNATI, OH
Past

September 18, 1996 - April 3, 1998

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

October 1, 1993 - December 16, 1994

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

April 5, 1993 - September 28, 1993

ROYAL MACCABEES SECURITIES COMPANY

BD
CRD#: 6704
SOUTHFIELD, MI
Past

February 22, 1991 - February 17, 1993

ROYAL MACCABEES SECURITIES COMPANY

BD
CRD#: 6704
SOUTHFIELD, MI
Past

June 18, 1988 - January 16, 1989

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
Past

October 19, 1987 - June 15, 1988

FEDERATION FOR FINANCIAL INDEPENDENCE

BD
CRD#: 13355
Past

May 18, 1987 - October 27, 1987

THE SAXON GROUP, INC.

BD
CRD#: 17611
Past

March 20, 1986 - December 3, 1986

FRIDLUND SECURITIES COMPANY

BD
CRD#: 7218

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC

CRD#: 167816 / SEC#: 801-79938

RIA
Registered Investment Advisory firm - (6/25/2014 Approved)
Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)
California
Registered Investment Advisory firm - (7/31/2014 Terminated)
Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)
Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)
Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)
New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)
Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)
Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)
Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)
Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(9/23/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/9/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC

CRD#: 167816 / SEC#: 801-79938

RIA
Registered Investment Advisory firm - (6/25/2014 Approved)
Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)
California
Registered Investment Advisory firm - (7/31/2014 Terminated)
Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)
Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)
Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)
New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)
Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)
Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)
Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)
Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)
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Contact information


Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110

SEC notice filing (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VCM ADV PART 2A (3/28/2024)

Regulatory assets under management


Total Number of Accounts6,111
AUM (Assets Under Management)$ 787,466,707

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIRTUE CAPITAL MANAGEMENT, LLC

CRD#: 167816Gilbert, AZ

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