Paul A. Laude
Professional summary
Paul Aloysius Laude was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Paul had worked at 6 firms, which includes FEDERATED SECURITIES INC., EQUITY SERVICES INC., FIRST AFFILIATED SECURITIES, CHANNEL SECURITIES INC., ROBERT THOMAS SECURITIES INC, JOHN FRANKLIN & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1997 - September 7, 2011
FEDERATED SECURITIES, INC.
November 8, 1994 - October 1, 1996
EQUITY SERVICES, INC.
February 16, 1990 - March 22, 1994
EQUITY SERVICES, INC.
January 2, 1990 - February 5, 1990
FIRST AFFILIATED SECURITIES
August 18, 1989 - January 18, 1990
CHANNEL SECURITIES, INC.
November 2, 1987 - August 29, 1989
EQUITY SERVICES, INC.
October 27, 1986 - November 13, 1987
ROBERT THOMAS SECURITIES, INC
July 15, 1985 - November 5, 1986
JOHN FRANKLIN & ASSOCIATES, INC.
July 26, 1984 - August 29, 1989
EQUITY SERVICES, INC.
May 18, 1983 - December 23, 1985
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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