Thomas A. Brennan
Professional summary
Thomas Albert Brennan, who also goes by Tom Brennan, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Knoxville, Tennessee.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Albert Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2004 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 813 S Northshore Drive Suite 201a, Knoxville, TN 37919May 4, 2007 - May 3, 2022
TSS FINANCIAL CONSULTANTS INC.
July 14, 2004 - December 31, 2006
TSS FINANCIAL CONSULTANTS INC.
December 15, 2003 - January 2, 2004
SECURITIES SERVICE NETWORK, LLC
July 10, 1995 - December 19, 2003
FFP SECURITIES, INC.
November 3, 1987 - July 22, 1995
OSAIC FS, INC.
February 8, 1985 - September 25, 1987
GROVE POINT INVESTMENTS, LLC
April 6, 1983 - November 14, 1984
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2011)
(7/1/2014)
(4/25/2016)
(10/27/2017)
(1/9/2004)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Knoxville, TN 37919TRUST BUT VERIFY
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