AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LA

Larry Milburn Atkins

CRD# 1095409·Registered 1983 - 2006
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Milburn Atkins was a registered financial advisor. Larry was a previously registered financial advisor and started their career in finance 1983 - 2006. Larry had worked at 12 firms and has passed the Series 65 and Series 63 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

43 years in the financial services industry

Current & Past Employments

FIRST FOUNDERS SECURITIES, INC.·CRD# 128624
BD
Fargo, ND
November 18, 2004 - December 1, 2006
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Fargo, ND
March 3, 2003 - September 30, 2004
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
November 27, 2002 - September 30, 2004
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Fargo, ND
July 12, 2001 - December 4, 2002
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
June 2, 1997 - December 4, 2002
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
October 27, 1994 - June 2, 1997
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
March 8, 1991 - August 23, 1994
CRI SECURITIES, LLC·CRD# 22589
BD
St. Paul, MN
September 21, 1988 - March 8, 1990
CONSOLIDATED RESOURCES, INC.·CRD# 13747
BD
January 16, 1987 - September 21, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
April 22, 1986 - January 23, 1987
MONARCH SECURITIES, INC.·CRD# 2809
BD
September 26, 1984 - April 22, 1986
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
December 12, 1983 - March 17, 1986
MORISON SECURITIES, INC.·CRD# 8097
BD
August 31, 1983 - June 18, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
June 19, 1983 - December 5, 1983

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

FF
FIRST FOUNDERS SECURITIES, INC.

EQUITY LEADERSHIP SECURITIES GROUP, INC. | FIRST FOUNDERS SECURITIES, INC.

CRD#: 128624 / SEC#: 8-66160
BD
Terminated by SEC on 01/06/2009

Contact Information

Established

Florida since 06/12/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GRAHAM, MARK FRANCISDIRECTOR/PRINCIPAL1089588
DRUTAU, MAYA A.FINANCIAL OPERATIONS PRINCIPAL4580500
GRAHAM, MARK FRANCIS IIVICE PRESIDENT/PRINCIPAL2998648
HALLAX, SHARON DIEHLCHIEF COMPLIANCE OFFICER2343703
HALLAX, SHARON DIEHLTREASURER2343703
HALLAX, SHARON DIEHLPRESIDENT2343703
HALLAX, SHARON DIEHLSECRETARY2343703

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1984About the Series 63 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
LA
Follow Larry
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required