Larry M. Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Milburn Atkins was a registered financial advisor .
Larry is a previously registered financial advisor and started their career in finance in 1983. Larry had worked at 12 firms and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2004 - December 1, 2006
FIRST FOUNDERS SECURITIES, INC.
March 3, 2003 - September 30, 2004
WOODBURY FINANCIAL SERVICES, INC.
November 27, 2002 - September 30, 2004
WOODBURY FINANCIAL SERVICES, INC.
July 12, 2001 - December 4, 2002
FSC SECURITIES CORPORATION
June 2, 1997 - December 4, 2002
FSC SECURITIES CORPORATION
October 27, 1994 - June 2, 1997
SECURITIES AMERICA, INC.
March 8, 1991 - August 23, 1994
TOWER SQUARE SECURITIES, INC.
September 21, 1988 - March 8, 1990
CRI SECURITIES, LLC
January 16, 1987 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
April 22, 1986 - January 23, 1987
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 26, 1984 - April 22, 1986
MONARCH SECURITIES, INC.
December 12, 1983 - March 17, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
August 31, 1983 - June 18, 1984
MORISON SECURITIES, INC.
June 19, 1983 - December 5, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST FOUNDERS SECURITIES, INC.
CRD#: 128624 / SEC#: , 8-66160
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, MARK FRANCIS | DIRECTOR/PRINCIPAL | 1089588 |
| DRUTAU, MAYA A. | FINANCIAL OPERATIONS PRINCIPAL | 4580500 |
| GRAHAM, MARK FRANCIS II | VICE PRESIDENT/PRINCIPAL | 2998648 |
| HALLAX, SHARON DIEHL | CHIEF COMPLIANCE OFFICER | 2343703 |
| HALLAX, SHARON DIEHL | TREASURER | 2343703 |
| HALLAX, SHARON DIEHL | PRESIDENT | 2343703 |
| HALLAX, SHARON DIEHL | SECRETARY | 2343703 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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