Sharon D Hallax
Professional Summary
Sharon D Hallax, who also goes by Sharon Dianne Diehl, Sharon Diehl Hallax, Sharon Dianne Reiser, is a registered financial advisor currently at J.W. COLE FINANCIAL, INC. located in Lakeland, Florida. Sharon is registered as a RR (Registered Representative) and started their career in finance in 1993. Sharon has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 28, Series 51 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sharon Dianne Diehl, Sharon Diehl Hallax, Sharon Dianne Reiser
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
J.W. COLE FINANCIAL, INC.
Contact Information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634Mailing Address
4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634Phone Number
(813) 935-6776Established
Florida since 10/14/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1993About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2005About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1997About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sharon D Hallax's CRS (Customer Relationship Summary).
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