Richard C. Lynch

KESTRA ADVISORY SERVICES

Queen Creek, AZ 85140

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CRD#: 1094806

Professional summary

Richard Carey Lynch JR, who also goes by Richard Carey Lynch, Richard Carey Jr Lynch, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Queen Creek, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Queen Creek, Arizona.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Carey Lynch | Richard Carey Jr Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Retirement Analytics Investment Related: Yes Address: 575 Bourne Lane Danville CA 94506 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 2/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Oversee operation. Sales and marketing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Carey Lynch JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2016 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1153 E. Sweet Citrus Drive, Queen Creek, AZ 85140

RIA

CRD#: 283330

Queen Creek, AZ

Current

September 12, 2014 - Present

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Queen Creek, AZ

Past

September 12, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

May 3, 2011 - September 12, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

DANVILLE, CA

Past

February 7, 2011 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

DANVILLE, CA

Past

December 1, 2008 - February 14, 2011

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 12, 2007 - November 5, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 2, 2006 - July 16, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 13, 1994 - September 14, 2006

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

February 10, 1992 - December 20, 1993

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

March 13, 1991 - May 20, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

September 25, 1984 - February 25, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

September 27, 1983 - May 4, 1984

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

February 25, 1983 - September 2, 1983

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/10/2020)

IAR

Arizona
(5/27/2020)

California
(9/12/2014)

Georgia
(2/9/2022)

Illinois
(9/8/2016)

Kansas
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/27/1983

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard C. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Carey Lynch JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

GUARDIAN INVESTOR SERVICES LLC

MML INVESTORS SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

MONY SECURITIES CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

FIRST AFFILIATED SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2020

Series 63

Date: 5/7/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1983

Series 4

Date: 7/27/1983

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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