JS
Jon K. Stucker
THURSTON SPRINGER ADVISORS
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 1094241
JS
Professional summary
Jon Keith Stucker, who also goes by J Keith Stucker, Jon K Stucker, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Indianapolis, Indiana and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jon has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Keith Stucker | Jon K Stucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 09/1985-Present, Delta Alpha of Alpha Tau Omega, Bloomington, IN, Non-Profit Housing Board, Not invest-related, Director-receiving compensation, assist in the property management of the ATO fraternity at Indiana University, 5 hrs/mo, 1 hrs/week during sec trading; (2)12/2007-Present, Vinculum, San Diego, CA, VOIP Wholesale Long Distance Carrier, Not invest-related, Board Member, 2 hrs/mo, 0 hrs during sec trading; (3)07/2009-Present, Civic Theatre, Carmel, IN, Non-profit, Not invest-related, Finance Committee Member, 2 hrs/mo, 2 hrs/mo during sec trading (4)DBA JKS Investment Group for name recognition.(5)1-25-17 - Present,Parkahead, LLC, Member, Manager, Chief Financial Officer, 4525 E. 82nd St., Indianapolis, IN 46250, non-investment related, mobile event parking app., 5-10 hours per week, mostly during non-business hours. FK Restuarant Group LLC, Owner, CFO, 1-2 hours, per week, not during market hours. Pier 48 Indy, LLC, Owner and CFO, All responsibilities associated with the business, including restaurant operations, banking, credit cards, borrowing, purchasing, payroll, taxes, etc. 5 hours per week during market hours, 25 hours total per month. Strategic Advisor to BubbleUp and ElectraCast; Collaborating on podcasts and short film, performed remotely, 10 hours per month, 4 during market hours. JKS Investment LLC, personal assets holding company. No hours per week or month.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Keith Stucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2020 - Present
THURSTON SPRINGER ADVISORS
Office #1: 9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240RIA
CRD#: 299201
Indianapolis, IN
Current
June 1, 2016 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240BD
CRD#: 8478
Indianapolis, IN
Past
June 9, 2016 - July 6, 2021
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
RIA
CRD#: 8478
INDIANAPOLIS, IN
Past
May 2, 2016 - June 24, 2016
WADDELL & REED
RIA
CRD#: 866
INDIANAPOLIS, IN
Past
May 2, 2016 - June 24, 2016
WADDELL & REED
BD
CRD#: 866
INDIANAPOLIS, IN
Past
December 8, 2004 - May 18, 2016
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
INDIANAPOLIS, IN
Past
December 3, 2004 - May 18, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
INDIANAPOLIS, IN
Past
June 17, 2002 - November 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
INDIANAPOLIS, IN
Past
June 17, 2002 - November 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 20, 1999 - July 11, 2002
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
INDPLS, IN
Past
February 14, 1997 - July 11, 2002
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
July 31, 1993 - February 21, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
October 24, 1984 - May 14, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
March 22, 1983 - October 24, 1984
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2017)
RR
Arizona(6/1/2016)
RR
Arkansas(6/1/2016)
RR
California(6/1/2016)
RR
Colorado(7/11/2016)
RR
Florida(8/18/2016)
RR
Illinois(6/2/2016)
RR
Indiana(6/9/2016)
IAR
Indiana(8/26/2020)
RR
Kentucky(11/19/2018)
RR
Maryland(6/9/2016)
RR
Michigan(6/1/2016)
RR
Missouri(7/11/2016)
RR
New Jersey(6/1/2016)
RR
New York(6/1/2016)
RR
North Carolina(6/9/2016)
RR
Ohio(6/1/2016)
RR
Pennsylvania(3/15/2017)
RR
Tennessee(6/1/2016)
RR
Texas(6/1/2016)
RR
Virginia(3/14/2017)
RR
Wisconsin(6/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 5/25/1983
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
