Philip J. Bongiorno

IAMS WEALTH MANAGEMENT

STOWE, VT

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CRD#: 1094196

Professional summary

Philip Joseph Bongiorno is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Stowe, Vermont.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Philip has worked at 7 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)PHILIP BONGIORNO, LAKEVIEW CONDOMINIUMS, ENFIELD, NH. REAL ESTATE MANAGEMENT/RENTAL.INVESTMENT RELATED, OWNER, MAINTAINS AND COLLECTS RENT ON RENTAL PROPERTY. START DATE 02/1979 WORKING 1 HPM 0 DURING TRADING HOURS. 2)PHILIP BONGIORNO, 428 SKY ACCESS DRIVE, STOWE, VT. INSURANCE, INVESTMENT RELATED, AGENT OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS. STARTED ON 02/1976 WORKING 150 HPM 130 DURING TRADING HOURS. 3. OWNER AND PRESIDENT OF POLICY INSPECTOR INC. COMPANY IS ONLINE SEARCH FOR LOST INSURANCE AND ANNUITY POLICIES. ABOUT 5 HOURS WEEKLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Joseph Bongiorno's CRS (Customer Relationship Summary).

NEW ENGLAND SECURITIES

RIA

CRD#: 615

COLCHESTER, VT

Past

March 7, 2007 - April 8, 2010

NEW ENGLAND SECURITIES

CRD#: 615

COLCHESTER, VT

Past

March 11, 2003 - March 6, 2007

EQUITY SERVICES, INC.

RIA

CRD#: 265

COLCHESTER, VT

Past

February 9, 2000 - March 6, 2007

EQUITY SERVICES, INC.

CRD#: 265

COLCHESTER, VT

Past

February 15, 1983 - February 4, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 22, 1983 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(4/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/31/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip J. Bongiorno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Joseph Bongiorno's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

OSAIC FS, INC.

OSAIC FS, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/2005

Series 6

Date: 1/31/1983

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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