Lawrence S. Speidell

FRONTIER GLOBAL PARTNERS LLC

La Jolla, CA 92037

Some features on this profile are disabled

CRD#: 1093971

Professional summary

Lawrence Shaw Speidell, CFA is a registered financial advisor currently at FRONTIER GLOBAL PARTNERS LLC located in La Jolla, California.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lawrence has worked at 4 firms and has passed the Series 65, Series 63, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Shaw Speidell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 21, 2008 - Present

FRONTIER GLOBAL PARTNERS LLC

Office #1: 7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037

RIA

CRD#: 145341

La Jolla, CA

Past

July 28, 2006 - January 3, 2008

KROHNE CAPITAL, LLC

RIA

CRD#: 129553

GRUENWALD,

Past

July 8, 1997 - January 14, 2003

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

Past

January 31, 1983 - August 8, 1983

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRONTIER GLOBAL PARTNERS LLC

FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC

CRD#: 145341 / SEC#: 801-71279

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/21/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 8/31/1994

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 1/28/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FRONTIER GLOBAL PARTNERS LLC

FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC

CRD#: 145341 / SEC#: 801-71279

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 456-1440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRONTIER GLOBAL PARTNERS LLC - ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 603,233,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lawrence S. Speidell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Shaw Speidell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KROHNE CAPITAL, LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

FRONTIER GLOBAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/1994

Series 63

Date: 3/2/1983

Series 2

Date: 8/31/1994

Series 6

Date: 1/28/1983

Current Firm

FRONTIER GLOBAL PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRONTIER GLOBAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors