Lawrence Shaw Speidell
CFAProfessional Summary
Lawrence Shaw Speidell, CFA is a registered financial advisor currently at FRONTIER GLOBAL PARTNERS LLC located in La Jolla, California. Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lawrence has worked at 4 firms and has passed the Series 65, Series 63, Series 2 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
43 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC
Contact Information
Main Address
7817 Ivanhoe Avenue Suite 200, La Jolla, CA 92037Phone Number
(858) 456-1440# of Employees
10SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
50AUM (Assets Under Management)
$713,090,552Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FRONTIER GLOBAL PARTNERS LLC | NEXT ONDINE ASSET MANAGEMENT, LLC | NEXT ONDINE ASSET MANAGEMENT | FRONTIER MARKET ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(7/21/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Aug 1994Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1983About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Shaw Speidell's CRS (Customer Relationship Summary).
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