RT
Richard T. Tattory
FOUNTAINHEAD ADVISORS
HAMILTON, NJ
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CRD#: 1093626
RT
Professional summary
Richard Thomas Tattory is a registered financial advisor currently at FOUNTAINHEAD ADVISORS located in Hamilton, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed Insurance Producer since 1982; Nature of Business/Position: sale of insurance products for multiple life and health insurance companies; Investment-related: No; Address of business: Hamilton, NJ; Approximate number of hours/month: 20; Number of hours/month during securities trading hours: 16. Tattory Financial Group, Inc.; Investment-related: No; Address of business: Hamilton, NJ; Nature of Business: C-Corp established in the state of Pennsylvania for the sale of insurance products; Position: Owner/Licensed Insurance Agent; Start of relationship: 3/2002; Approximate number of hours/month: 20; Number of hours/month during securities trading hours: 16; Duties: Sale of insurance products for multiple life and health insurance companies. Action Lambert Realty; Investment-related: No; Address of business: Nottingham Way, Hamilton NJ 08619; Nature of Business: Real Estate Sales; Position: Salesperson; Start of relationship: 6/1995; Approximate number of hours/month: 4 Hr/week; Number of hours/month during securities trading hours: 0; Duties: Listing Agreements, serve as listing agent for existing clients.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Thomas Tattory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2022 - Present
FOUNTAINHEAD ADVISORS
RIA
CRD#: 156185
HAMILTON, NJ
Past
April 10, 1995 - March 3, 2006
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
April 17, 1993 - March 30, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 17, 1993 - March 30, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
March 28, 1983 - March 11, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
March 28, 1983 - March 11, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Independence Blvd Suite 120, Warren, NJ 07059
Mailing Address
Phone number
(732) 346-1900
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,733 |
| AUM (Assets Under Management) | $ 1,019,956,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
