Barry J. Marsolais

MONEY CONCEPTS CAPITAL CORP

Port St. Lucie, FL

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CRD#: 1092696

Professional summary

Barry Joseph Marsolais, CFP® is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Port St. Lucie, Florida.

Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Barry has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 4, Series 27, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Investment Planning

Employee and Employer Plan Ben...

Tax Planning

Retirement Income Management

Retirement Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Joseph Marsolais's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Barry Joseph Marsolais's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

April 25, 2014 - Present

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Port St. Lucie, FL

Current

April 15, 2014 - Present

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Port St. Lucie, FL

Past

August 10, 2004 - November 28, 2006

ASSET MANAGEMENT SPECIALISTS, INC.

RIA

CRD#: 128619

LYNNFIELD, MA

Past

January 22, 2003 - March 27, 2014

GLOBAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 121442

DANVERS, MA

Past

October 27, 2001 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

DANVERS, MA

Past

May 22, 2001 - March 27, 2014

ESSEX SECURITIES LLC

CRD#: 46605

SPRINGFIELD, MA

Past

October 27, 2000 - May 22, 2001

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

January 9, 1997 - October 23, 2000

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

February 9, 1993 - January 27, 1997

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

October 23, 1987 - February 4, 1993

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

September 29, 1983 - November 16, 1987

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 17, 1983 - September 3, 1983

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

Past

February 8, 1983 - September 13, 1983

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/24/2021)

Connecticut
(9/5/2014)

Florida
(10/20/2014)

IAR

Florida
(11/2/2023)

Georgia
(10/20/2014)

Massachusetts
(4/16/2014)

New Hampshire
(5/29/2014)

New Jersey
(10/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/16/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/3/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/16/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/5/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 51

Date: 5/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 Jog Road, Palm Beach Gardens, FL 33418

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2000

Established

Florida since 06/23/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	1795785
MATOS, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	4371969
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	1997994
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	1124278
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	2275368
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	2829444

Regulatory assets under management

Total Number of Accounts	14,898
AUM (Assets Under Management)	$ 3,328,625,395

Disclosures

Regulatory Event	8
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Barry J. Marsolais

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Joseph Marsolais's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Barry Joseph Marsolais's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

ASSET MANAGEMENT SPECIALISTS, INC.

GLOBAL INVESTMENT ADVISORS, LLC

EASTERN POINT ADVISORS INC.

ESSEX SECURITIES LLC

INVESTORS CAPITAL CORP.

TIER ONE PARTNERS, INC.

INVESTORS CAPITAL CORP.

TIER ONE PARTNERS, INC.

SIGNATOR INVESTORS, INC.

RELIASTAR FINANCIAL MARKETING CORP.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1983

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2000

Series 22

Date: 12/3/1985

Series 6

Date: 1/31/1983

Series 4

Date: 5/16/2018

Series 27

Date: 6/5/2004

Series 51

Date: 5/31/2003

Series 24

Date: 5/11/2001

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MONEY CONCEPTS CAPITAL CORP

TRUST BUT VERIFY

Contact information

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