WK
William H. Kantner
CHARTERED ADVISORY GROUP
CHADDS FORD, PA 19317
Some features on this profile are disabled
CRD#: 1091702
WK
Professional summary
William Henry Kantner IV, ChFC®, CLU®, who also goes by Bill Kantner, William H Kantner, William Henry Kantner Jr, William Henry Kantner, is a registered financial advisor currently at CHARTERED ADVISORY GROUP located in Chadds Ford, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Kantner | William H Kantner | William Henry Kantner Jr | William Henry Kantner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DOUBLE TROUBLE SQUARED LLC POSITION: Single Member NATURE: 1 DOUBLE TROUBLE SQUARED LLC - WILLIAM HAS BEEN THE SINGLE MEMBER/OWNER SINCE THE LLC WAS FORMED IN JULY 2007 TO OWN ONE OFFICE CONDOMINIUM IN HARRISBURG PA THAT IS LEASED TO TENANTS AND SERVES AS A BRANCH OFFICE OF CHARTERED ADVISORY GROUP INC APERCU LLC - WILLIAM HAS BEEN THE SINGLE MEMBER/OWNER SINCE THE LLC WAS FORMED IN NOVEMBER 2008 TO OWN ONE OFFICE CONDOMINIUM IN CHADDS FORD PA THAT IS LEASED TO AND SERVES AS A BRANCH OFFICE OF CHARTERED ADVISORY GROUP INC INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 07/01/2007 ADDRESS: 130 Commons Ct, Chadds Ford PA 19317, United States DESCRIPTION: I own one office condo. I rent it to a psychology practice. I use the conference room from time to time to meet with clients. APERCU, LLC POSITION: Single Member NATURE: APERCU, LLC REAL ESTATE OWNER/MEMBER 10% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: 130 Commons Ct, Chadds Ford PA 19317, United States DESCRIPTION: I rent this office condo to my S-Corp (Chartered Advisory Group, Inc) as an owner-occupied tenant.
CRS (Client Relationship Summary) - RIA
Click below to view William Henry Kantner IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 11, 1999 - Present
CHARTERED ADVISORY GROUP
Office #1: 130 Commons Court, Chadds Ford, PA 19317RIA
CRD#: 116517
CHADDS FORD, PA
Past
February 6, 1996 - October 23, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHADDS FORD, PA
Past
March 8, 1991 - February 6, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
February 14, 1983 - March 5, 1991
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHARTERED ADVISORY GROUP
CHARTERED ADVISORY GROUP | CHARTERED FINANCIAL GROUP, INC. | CHARTERED ADVISORY GROUP, INC.
CRD#: 116517 / SEC#: 801-72496
RIA
Registered Investment Advisory firm - (6/22/2011 Approved)Delaware
Registered Investment Advisory firm - (3/14/2012 Terminated)Maryland
Registered Investment Advisory firm - (8/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (7/19/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2012 Terminated)Texas
Registered Investment Advisory firm - (3/9/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(2/11/1999)
IAR
Maryland(3/15/2000)
IAR
Pennsylvania(8/16/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CA
CHARTERED ADVISORY GROUP
CHARTERED ADVISORY GROUP | CHARTERED FINANCIAL GROUP, INC. | CHARTERED ADVISORY GROUP, INC.
CRD#: 116517 / SEC#: 801-72496
RIA
Registered Investment Advisory firm - (6/22/2011 Approved)Delaware
Registered Investment Advisory firm - (3/14/2012 Terminated)Maryland
Registered Investment Advisory firm - (8/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (7/19/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2012 Terminated)Texas
Registered Investment Advisory firm - (3/9/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Commons Court, Chadds Ford, PA 19317
Mailing Address
Phone number
(610) 459-8872
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 728 |
| AUM (Assets Under Management) | $ 120,771,028 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
