Robert F. Morrongiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frank Morrongiello SR., who also goes by Robert Frank Morrongiello, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2008 - May 18, 2009
COHEN CAPITAL GROUP, LLC
January 25, 2007 - September 24, 2008
AGS SPECIALISTS II, LLC
September 26, 2003 - February 7, 2007
AGS SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN CAPITAL GROUP, LLC
CRD#: 43418 / SEC#: , 8-50278
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHEN, ANDREW I | CHAIRMAN OF THE BOARD | |
| COHEN, ANDREW I | CHIEF EXECUTIVE OFFICER | 1503188 |
| COHEN, ERICA MACHELLE | INVESTING MEMBER | |
| COHEN, JESSE LYLE | INVESTING MEMBER | |
| HACKEL, JESSICA | INVESTING MEMBER | |
| CONFUSIONE, ANTHONY | CHIEF OPERATING OFFICER | 4622994 |
| FRISMAN, LAWRENCE JAY | INVESTING MEMBER | |
| HACK, THOMAS CHARLES | CHIEF COMPLIANCE OFFICER | 870520 |
| HACK, THOMAS CHARLES | CHIEF FINANCIAL OFFICER | 870520 |
| LEON, ARTHUR LESLIE | CHIEF RISK OFFICER | 1465699 |
| PLUM, RICHARD RYAN | INVESTING MEMBER | 4623526 |
| SALVATORE, PETER JOSEPH | INVESTING MEMBER |
Disclosures
| Regulatory Event | 5 |
Red Flags
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