Donald P. Gould

GOULD ASSET MANAGEMENT LLC

CLAREMONT, CA 91711

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CRD#: 1091473

Professional summary

Donald Paul Gould is a registered financial advisor currently at GOULD ASSET MANAGEMENT LLC located in Claremont, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Donald has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE, PITZER COLLEGE BOARD OF TRUSTEES. 8 HOURS PER WEEK. START DATE 2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul Gould's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2002 - Present

GOULD ASSET MANAGEMENT LLC

Office #1: 341 W 1st St Suite 200, Claremont, CA 91711

RIA

CRD#: 113098

CLAREMONT, CA

Past

December 8, 2005 - March 31, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CLAREMONT, CA

Past

December 17, 2003 - December 31, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

February 16, 2001 - December 31, 2001

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

WESTPORT, CT

Past

September 16, 1994 - April 16, 1999

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

SAN MATEO, CA

Past

December 22, 1993 - September 16, 1994

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

August 14, 1986 - November 23, 1993

HUNTINGTON INVESTMENTS, INC.

CRD#: 13897

Past

January 20, 1983 - September 27, 1984

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOULD ASSET MANAGEMENT LLC

CRD#: 113098 / SEC#: 801-63162

RIA

Registered Investment Advisory firm - (5/27/2004 Approved)

California

Registered Investment Advisory firm - (6/3/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/15/2002)

IAR

New York
(7/23/2021)

IAR

Texas
(7/29/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/7/1986

General Securities Principal Examination

Current Firm

GOULD ASSET MANAGEMENT LLC

CRD#: 113098 / SEC#: 801-63162

RIA

Registered Investment Advisory firm - (5/27/2004 Approved)

California

Registered Investment Advisory firm - (6/3/2004 Terminated)

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Contact information

Main Address

341 West First Street Suite 200, Claremont, CA 91711-4749

Mailing Address

Phone number

(909) 445-1291

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOULD ASSET MANAGEMENT LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	640
AUM (Assets Under Management)	$ 901,267,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald P. Gould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul Gould's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERITAS INVESTMENT COMPANY, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

HUNTINGTON INVESTMENTS, INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

Primary Firm SEC Registration

GOULD ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1983

Series 7

Date: 1/15/1983

Series 24

Date: 10/7/1986

Current Firm

GOULD ASSET MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOULD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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