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GG

Gregory D. Govan

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CRD#: 1091033
GG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Durwood Govan was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 1 firm and has passed the Series 22 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 5, 1983 - April 30, 1990

PRYOR, COUNTS & CO., INC.

BD
CRD#: 11002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 22
Date: 4/30/1982
Direct Participation Programs Representative Examination

Current Firm

PC
PRYOR, COUNTS & CO., INC.
PRYOR, COUNTS & CO., INC. | PRYOR, MCCLENDON, COUNTS & CO., INC. | PRYOR, GOVAN COUNTS & CO., INC.

CRD#: 11002 / SEC#: , 8-27630

BD
Cancelled by SEC on 07/15/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 05/18/1981
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
COUNTS, ALLEN WILLIEPRESIDENT1072763
PRYOR, MALCOLMN DERMOTTCHAIRMAN, SECRETARY368534

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRYOR, COUNTS & CO., INC.

CRD#: 11002

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