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Malcolmn Dermott Pryor Sr

CRD# 368534·Registered 1983 - 2023
Previously Registered: Being a previously registered professional could mean that Malcolmn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Malcolmn Dermott Pryor SR, who also goes by Malcolmn Dermott Pryor, was a registered financial advisor. Malcolmn was a previously registered financial professional and started their career in finance 1983 - 2023. Malcolmn had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Malcolmn Dermott Pryor

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

QUOIN CAPITAL LLC·CRD# 136160
BD
Philadelphia, PA
July 18, 2019 - July 24, 2023
DOLEY SECURITIES, LLC.·CRD# 7081
BD
Muskogee, OK
August 29, 2006 - January 4, 2010
SUPERIOR STREET CAPITAL MARKETS, LLC·CRD# 43609
BD
New York, NY
May 4, 1998 - July 25, 2001
PRYOR, COUNTS & CO., INC.·CRD# 11002
BD
Philadelphia, PA
January 5, 1983 - October 21, 2004

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Current Firm

QC
QUOIN CAPITAL LLC

QUOIN CAPITAL LLC

CRD#: 136160 / SEC#: 8-66980
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

123 South Broad Street 15th Floor, Philadelphia, PA 19109

Mailing Address

123 South Broad Street 15th Floor, Philadelphia, PA 19109

Phone Number

(215) 564-1222

Established

Delaware since 09/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
OWO HOLDING LLCOWNER—
MITCHELL, FRANCIS GERALDCEO1273975
MITCHELL, FRANCIS GERALDFINOP1273975
MITCHELL, FRANCIS GERALDCCO1273975

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(9/19/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

Series 1 — Registered Representative Examination

Passed Feb 1973

Series 53 — Municipal Securities Principal Examination

Passed Jul 2022About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 1983About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Apr 1982About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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