Paula W. Smith

GLP INVESTMENT SERVICES

Ponte Vedra, FL 32081

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CRD#: 1090357

Professional summary

Paula Wayne Smith, who also goes by Paula Wayne Fitzgerald, is a registered financial professional currently at GLP INVESTMENT SERVICES, LLC located in Ponte Vedra, Florida.

Paula is registered as a RR (Registered Representative) and started their career in finance in 1983. Paula has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paula Wayne Fitzgerald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paula Wayne Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2020 - Present

GLP INVESTMENT SERVICES, LLC

Office #1: 380 Town Plaza Ave. Suite 430, Ponte Vedra, FL 32081

CRD#: 25450

Ponte Vedra, FL

Past

January 4, 2018 - November 30, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

JOHNS CREEK, GA

Past

January 6, 2012 - December 21, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

JOHNS CREEK, GA

Past

November 16, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

JOHNS CREEK, GA

Past

September 29, 2006 - December 1, 2009

GWN SECURITIES INC.

CRD#: 128929

NEWNAN, GA

Past

May 4, 2004 - July 5, 2006

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

January 9, 2001 - July 7, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

February 25, 2000 - August 22, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 15, 1996 - March 11, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 9, 1994 - July 14, 1995

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

August 4, 1983 - July 10, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/5/2021)

Georgia
(3/3/2021)

Exams

State Security Law Exam

Series 63

Date: 4/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/3/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GLP INVESTMENT SERVICES, LLC

CENTURION CAPITAL AND SECURITIES CORPORATION | GLPIS INSURANCE SERVICES, LLC | GLP INVESTMENT SERVICES, LLC | CHAMBERS MARTIN & CO.

CRD#: 25450 / SEC#: , 8-41868

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

33335 Grand River, Farmington, MI 48336

Mailing Address

33335 Grand River, Farmington, MI 48336

Phone number

(248) 489-0101

Established

Michigan since 06/14/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KOCOVES, ALEXANDER K	MEMBER
ROLNITZKY, JUSTIN BENJAMIN	DIRECTOR / PRINCIPAL	6030236
WOOLSON, DARREN ANDREW	CEO, COO/POO, CFO/PFO, CHIEF COMPLIANCE OFFICER	4055818

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Paula W. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paula Wayne Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

GWN SECURITIES INC.

PLANMEMBER SECURITIES CORPORATION

EQUITY SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1983

SIE

Date: 10/1/2018

Series 6

Date: 8/3/1983

FINRA

Current Firm

GLP INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLP INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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