EM
Earl R. Mckenzie
CETERA INVESTMENT ADVISERS LLC
EDISON, NJ 08817
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CRD#: 1090309
EM
Professional summary
Earl Robert Mckenzie, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Edison, New Jersey and CETERA WEALTH SERVICES, LLC located in Freehold, New Jersey.
Earl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Earl has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VARIOUS COMPANIES,
INVESTMENT RELATED: NO,
ADDRESS: SAME AS REGISTERED BRANCH,
NATURE OF BUSINESS: INSURANCE,
POSITION/TITLE/RELATIONSHIP: AGENT,
START DATE: 12/07/2011,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES,
BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC;
2. NAME OF OTHER BUSINESS: MCKENZIE WEALTH ADVISORY,
INVESTMENT RELATED: YES,
ADDRESS: 503B STILLWELLS CORNER ROAD, FREEHOLD, NEW JERSEY 07728,
NATURE OF BUSINESS: USING WEBSITE TO PROMOTE AND SERVICE BUSINESS,
START DATE: 1/1/13,
POSITION/TITLE/RELATIONSHIP: PRESIDENT,
APX NUMBER OF HOURS PER WEEK: N/A,
APX NUMBER OF HOURS DURING TRADING HOURS: N/A,
BRIEF DESCRIPTION OF DUTIES: N/A;
3. MONMOUTH COUNTY DISTRICT FEE ARBITRATION COMMITTEE,
NOT INVESTMENT RELATED,
1540 HIGHWAY 138, WALL TOWNSHIP, NJ 07719,
REVIEW LEGAL FEE ARBITRATION COMPLAINTS,
START 08/2013,
~1HR/WK (NON TRADING HOURS),
VOLUNTEER MEMBER, NON-LEGAL PROFESSIONAL TO PROVIDE UNBIASED OPINION;
CRS (Client Relationship Summary) - RIA
Click below to view Earl Robert Mckenzie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: Two Ethel Rd Durham Ctr 201a, Edison, NJ 08817RIA
CRD#: 105644
EDISON, NJ
Current
January 1, 1992 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4400 Route 9 So Ste 1000, Freehold, NJ 07728BD
CRD#: 13572
Freehold, NJ
Past
July 3, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 27, 1989 - January 1, 1992
CHRIS SECURITIES INC.
BD
CRD#: 4453
Past
December 13, 1985 - July 22, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
March 7, 1983 - November 13, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(12/13/2021)
RR
Florida(11/24/1998)
RR
Kentucky(2/2/2024)
RR
Maryland(1/29/2009)
RR
Nevada(2/2/2024)
RR
New Jersey(2/13/1992)
IAR
New Jersey(6/29/2023)
RR
New York(1/1/1992)
RR
North Carolina(2/9/2024)
RR
Pennsylvania(1/7/2000)
RR
Vermont(9/27/2001)
RR
Virginia(6/9/2006)
RR
West Virginia(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
