Jack Sayre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Sayre, who also goes by Jack Edward Sayre, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1983. Jack had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2018 - January 2, 2019
EMPOWER FINANCIAL SERVICES, INC.
March 10, 2016 - November 30, 2016
FIDELITY BROKERAGE SERVICES LLC
September 19, 2005 - July 14, 2015
CHARLES SCHWAB & CO., INC.
September 15, 2004 - September 6, 2005
BOFA DISTRIBUTORS, INC.
August 29, 2002 - February 14, 2003
VERAVEST INVESTMENTS, INC.
March 6, 2002 - July 12, 2002
SECURITIES MANAGEMENT & RESEARCH, INC.
February 23, 2000 - September 6, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 5, 1999 - January 5, 2000
FORTA FINANCIAL GROUP, INC.
January 6, 1999 - September 27, 1999
ATLAS SECURITIES, LLC
December 12, 1995 - January 12, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 9, 1995 - November 15, 1995
WMA SECURITIES, INC.
February 14, 1983 - June 13, 1983
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
