Liliana Gambino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Liliana Gambino, who also goes by Lil Gambino, Liliana Jacobsen, was a registered financial professional .
Liliana is a previously registered financial professional and started their career in finance in 1983. Liliana had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - November 21, 2017
THE BENCHMARK COMPANY, LLC
April 24, 2007 - December 31, 2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
July 25, 2001 - April 20, 2007
PRIME EXECUTIONS, INC.
March 24, 2000 - May 22, 2001
PERSHING LLC
December 18, 1991 - December 3, 1999
MIDWOOD SECURITIES, INC.
November 22, 1983 - December 19, 1991
LYNCH, JONES & RYAN LLC
June 22, 1983 - October 7, 1983
FLEET BROKERAGE SECURITIES, INC.
March 1, 1983 - March 18, 1983
MURIEL SIEBERT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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