Glenn G. Geist

CAPITAL GROUP PRIVATE CLIENT SERVICES

Los Angeles, CA 90071

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CRD#: 1089596

Professional summary

Glenn Garry Geist is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Glenn has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Garry Geist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2021 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: 333 South Hope Street, Los Angeles, CA 90071Office #2: 444 W. Lake St., Suite 4600, Chicago, IL 60606

RIA

CRD#: 312837

Los Angeles, CA

Past

January 19, 2016 - July 1, 2021

CAPITAL BANK AND TRUST COMPANY

RIA

CRD#: 170017

Chicago, IL

Past

September 28, 2011 - January 19, 2016

CAPITAL GUARDIAN TRUST COMPANY

RIA

CRD#: 108236

CHICAGO, IL

Past

October 6, 2003 - June 30, 2011

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

CHICAGO, IL

Past

May 9, 2002 - May 6, 2003

JEFFERIES/QUARTERDECK, LLC

CRD#: 115153

LOS ANGELES, CA

Past

June 9, 1998 - April 4, 2003

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

January 1, 1994 - June 30, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 11, 1992 - December 6, 1993

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 19, 1983 - August 20, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/1/2021)

IAR

Georgia
(7/1/2021)

IAR

Illinois
(7/1/2021)

IAR

Nevada
(7/1/2021)

IAR

New York
(7/31/2021)

IAR

Texas
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2000

General Securities Principal Examination

Current Firm

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

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Contact information

Main Address

333 South Hope Street, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 486-9200

Established

Firm type

Fiscal year end

# of Employees

189

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts	12,073
AUM (Assets Under Management)	$ 42,713,999,861

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
07/28/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn G. Geist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Garry Geist's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL BANK AND TRUST COMPANY

CAPITAL GUARDIAN TRUST COMPANY

CITIZENS JMP SECURITIES, LLC

JEFFERIES/QUARTERDECK, LLC

JEFFERIES LLC

LEHMAN BROTHERS INC.

TUCKER ANTHONY INCORPORATED

PRESCOTT, BALL & TURBEN, INC.

Primary Firm SEC Registration

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2012

Series 63

Date: 10/21/1993

Series 7

Date: 10/14/1992

Series 24

Date: 2/23/2000

Current Firm

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

TRUST BUT VERIFY

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