RT
Robert J. Tuszynski
THRIVENT INVESTMENT MANAGEMENT
Appleton, WI 54919
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CRD#: 1089480
RT
Professional summary
Robert Joseph Tuszynski is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Appleton, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GREEN BAY PACKERS POSITION: Security Officer-Part Time Seasonal NATURE: The Green Bay Packers are a professional American football team based in Green Bay, Wisconsin. They compete in the National Football League (NFL) as a member club of the National Football Conference (NFC) North division. It is the third-oldest franchise in the NFL, dating back to 1919, and is the only non-profit, community-owned major league professional sports team based in the United States. It is governed by an elected Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 03/18/2020 ADDRESS: 1265 Lombardi Ave, Green Bay WI 54304, United States DESCRIPTION: As a a security officer, we are assisting the Green Bay police department for home games of the Green Bay Packers, other sporting or concert events at Lambeau Field to ensure that fans attending enjoy a safe fun filled experience. Periodically, we will work in the Pro Shop of the stadium to reduce and or eliminate theft of merchandise. Note -Question 4 the Green Bay Packers make investment in property surrounding the stadium and develops it for commercial and residential properties. However, I do not participate and have no knowledge of those activities other than when the general public finds out through standard news organizations . BEST CROWD MANAGEMENT/GARDA WORLD POSITION: Security Guard/Supervisor NATURE: Best Garda World is an event and security firm for sporting events and concerts INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 1699 S Hanley Road, Suite 350, St Louis MO 63144, United States DESCRIPTION: I either will be a security guard or supervisor primarily for the NFL Draft in April. As a guard my job is customer relations and maintaining order before during and after the event. I would like to extend for the reminder of the year in case there would be an event during a weekend that I could work.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Tuszynski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Tuszynski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4321 N Ballard Rd, Appleton, WI 54919RIA
BD
CRD#: 18387
Appleton, WI
Current
February 28, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4321 N Ballard Rd, Appleton, WI 54919RIA
BD
CRD#: 18387
Appleton, WI
Past
October 6, 2014 - January 17, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
LUXEMBURG, WI
Past
June 16, 2014 - January 17, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LUXEMBURG, WI
Past
October 7, 2008 - May 13, 2013
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
September 9, 2008 - May 13, 2013
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
MILWAUKEE, WI
Past
January 8, 2004 - July 24, 2008
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
September 23, 1983 - July 15, 2003
B. C. ZIEGLER AND COMPANY
BD
CRD#: 61
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/8/2020)
RR
Alaska(4/8/2020)
RR
Arizona(4/8/2020)
RR
Arkansas(4/8/2020)
RR
California(4/8/2020)
RR
Colorado(4/8/2020)
RR
Connecticut(4/8/2020)
RR
Delaware(4/8/2020)
RR
District of Columbia(4/8/2020)
IAR
District of Columbia(9/17/2020)
RR
Florida(4/8/2020)
RR
Georgia(4/8/2020)
RR
Hawaii(4/8/2020)
RR
Idaho(4/8/2020)
RR
Illinois(4/8/2020)
RR
Indiana(4/8/2020)
RR
Iowa(4/8/2020)
RR
Kansas(4/8/2020)
RR
Kentucky(4/8/2020)
RR
Louisiana(4/8/2020)
RR
Maine(4/8/2020)
RR
Maryland(4/8/2020)
RR
Massachusetts(4/8/2020)
RR
Michigan(4/8/2020)
RR
Minnesota(4/8/2020)
RR
Mississippi(4/8/2020)
RR
Missouri(4/8/2020)
RR
Montana(4/8/2020)
RR
Nebraska(4/8/2020)
RR
Nevada(4/8/2020)
RR
New Hampshire(4/8/2020)
RR
New Jersey(4/8/2020)
RR
New Mexico(4/8/2020)
RR
New York(4/8/2020)
RR
North Carolina(4/8/2020)
RR
North Dakota(4/8/2020)
RR
Ohio(4/8/2020)
RR
Oklahoma(4/8/2020)
IAR
Oklahoma(4/8/2020)
RR
Oregon(4/8/2020)
RR
Pennsylvania(4/8/2020)
RR
Rhode Island(4/8/2020)
RR
South Carolina(4/8/2020)
RR
South Dakota(4/8/2020)
RR
Tennessee(4/8/2020)
RR
Texas(4/8/2020)
IAR
Texas(4/8/2020)
RR
Utah(4/8/2020)
RR
Vermont(4/8/2020)
RR
Virginia(4/8/2020)
RR
Washington(4/8/2020)
RR
West Virginia(4/8/2020)
RR
Wisconsin(2/28/2020)
IAR
Wisconsin(2/28/2020)
RR
Wyoming(4/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Appleton, WI 54919TRUST BUT VERIFY
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