William C. Nygren
Professional summary
William Carl Nygren, who also goes by Bill Nygren, is a registered financial professional currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 1983. William has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Carl Nygren's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 1984 - Present
HARRIS ASSOCIATES SECURITIES L.P.
Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606Office #2: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606February 8, 1983 - June 20, 1983
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/1984)
Exams
FINRA
Current Firm
HARRIS ASSOCIATES SECURITIES L.P.
CRD#: 6959 / SEC#: , 8-19988
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS ASSOCIATES L.P. | LIMITED PARTNER | |
| HARRIS ASSOCIATES INC. | GENERAL PARTNER | |
| KELLER, CHRISTOPHER WOLFGANG | PRESIDENT | 2865184 |
| PIETRAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 4278774 |
| WEBER, ZACHARY DAVID | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5483343 |
| WRIGHT, RANA JEWEL | CHIEF LEGAL AND ADMINISTRATIVE OFFICER | 6357277 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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