Gary T. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Thomas Johnson was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - June 8, 2018
BNY ADVISORS
June 1, 2007 - December 2, 2009
PERSHING ADVISOR SOLUTIONS LLC
October 31, 2006 - November 29, 2016
BNY ADVISORS
January 3, 2005 - March 31, 2006
PERSHING LLC
December 9, 2004 - June 8, 2018
PERSHING LLC
May 24, 2001 - February 25, 2002
J.P. MORGAN SECURITIES OF TEXAS, INC.
March 31, 1999 - May 21, 2004
CHASE INVESTMENT SERVICES CORP.
September 18, 1996 - May 21, 2004
CHASE INVESTMENT SERVICES CORP.
June 27, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
September 21, 1993 - August 1, 1994
IFMG SECURITIES, INC.
September 22, 1987 - August 20, 1993
FORESTERS FINANCIAL SERVICES, INC.
February 6, 1986 - May 12, 1987
CITICORP FINANCIAL SERVICES,INC.
February 24, 1984 - May 21, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BNY ADVISORS
CRD#: 106108 / SEC#: 801-52378
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNY ADVISORS
CRD#: 106108 / SEC#: 801-52378
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 122,578 |
| AUM (Assets Under Management) | $ 23,959,697,127 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/28/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
