Karen L. Fry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Louise Fry was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1983. Karen had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2007 - December 31, 2014
FRY FINANCIAL CONSULTING GROUP, INC.
March 17, 1994 - June 4, 1999
CAPITAL FINANCIAL SERVICES, INC.
November 30, 1990 - May 14, 1992
INVESTMENT CENTERS OF AMERICA, INC.
January 4, 1988 - December 10, 1990
MUTUAL SERVICE CORPORATION
January 9, 1986 - January 14, 1988
FSC SECURITIES CORPORATION
January 19, 1983 - October 25, 1984
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRY FINANCIAL CONSULTING GROUP, INC.
CRD#: 140850 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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