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Eugene Michael Mannella

HEDGESERV INVESTMENT SERVICES
RALEIGH, NC
·CRD# 1087172·38 years experience

Professional Summary

Eugene Michael Mannella, who also goes by Eugene M Mannella, is a registered financial advisor currently at HEDGESERV INVESTMENT SERVICES LLC located in Raleigh, North Carolina. Eugene is registered as a RR (Registered Representative) and started their career in finance in 1988. Eugene has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene M Mannella

Blog Corner

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

HEDGESERV INVESTMENT SERVICES LLC·CRD# 154725
BD
8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617
April 19, 2011 - Present
POTOMAC CAPITAL MARKETS, LLC·CRD# 39800
BD
Middletown, MD
November 6, 2009 - May 10, 2011
ARAPAHO PARTNERS, LLC·CRD# 44665
BD
New York, NY
June 15, 2007 - November 8, 2007
ARAPAHO PARTNERS, LLC·CRD# 44665
BD
New York, NY
August 20, 1998 - June 15, 2007
BROOK ASSET MANAGEMENT, L.L.C.·CRD# 38900
BD
New York, NY
April 12, 1996 - February 1, 2001
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 19, 1988 - August 16, 1993

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Current Firm

HI
HEDGESERV INVESTMENT SERVICES LLC

HEDGESERV INVESTMENT SERVICES LLC

CRD#: 154725 / SEC#: 8-68668
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617

Mailing Address

8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617

Phone Number

(646) 829-0373

Established

Delaware since 04/22/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HEDGESERV CORPORATIONMEMBER—
FORTINO, ROBERT ANTHONYFINOP/CFO1905741
MANNELLA, EUGENE MICHAELMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1087172

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/3/2011)
RR
North Carolina
(7/2/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Michael Mannella's CRS (Customer Relationship Summary).

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