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EM

Eugene M. Mannella

HEDGESERV INVESTMENT SERVICES LLC
Raleigh, NC 27617
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CRD#: 1087172
EM

Professional summary


Eugene Michael Mannella, who also goes by Eugene M Mannella, is a registered financial professional currently at HEDGESERV INVESTMENT SERVICES LLC located in Raleigh, North Carolina.

Eugene is registered as a RR (Registered Representative) and started their career in finance in 1988. Eugene has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eugene M Mannella

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eugene Michael Mannella's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 19, 2011 - Present

HEDGESERV INVESTMENT SERVICES LLC

Office #1: 8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617
BD
CRD#: 154725
Raleigh, NC
Past

November 6, 2009 - May 10, 2011

POTOMAC CAPITAL MARKETS, LLC

BD
CRD#: 39800
MIDDLETOWN, MD
Past

June 15, 2007 - November 8, 2007

ARAPAHO PARTNERS, LLC

BD
CRD#: 44665
NEW YORK, NY
Past

August 20, 1998 - June 15, 2007

ARAPAHO PARTNERS, LLC

BD
CRD#: 44665
NEW YORK, NY
Past

April 12, 1996 - February 1, 2001

BROOK ASSET MANAGEMENT, L.L.C.

BD
CRD#: 38900
NEW YORK, NY
Past

October 19, 1988 - August 16, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/3/2011)
RR
North Carolina
(7/2/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 11/11/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


HI
HEDGESERV INVESTMENT SERVICES LLC
HEDGESERV INVESTMENT SERVICES LLC

CRD#: 154725 / SEC#: , 8-68668

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617
Mailing Address
8081 Arco Corporate Drive Suite 100, Raleigh, NC 27617
Phone number
(646) 829-0373
Established
Delaware since 04/22/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HEDGESERV CORPORATIONMEMBER
FORTINO, ROBERT ANTHONYFINOP/CFO1905741
MANNELLA, EUGENE MICHAELMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1087172

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEDGESERV INVESTMENT SERVICES LLC

CRD#: 154725Raleigh, NC 27617

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