Mcfaddin Moise
GATEWAY WEALTH PARTNERS
Cape Coral, FL 33909-2758
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CRD#: 1086873
Professional summary
Mcfaddin Moise JR, CFP®, who also goes by Mac Moise Jr, Mcfaddin (jr) Moise, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Cape Coral, Florida and LPL FINANCIAL LLC located in Cape Coral, Florida.
Mcfaddin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mcfaddin has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mac Moise Jr | Mcfaddin (jr) Moise
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)11/29/2023 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 60 Hr/Mth 2)11/29/2023 - Non-Variable Insurance - Inv Rel - Ft.Myers, FL - Start: 01/2019 - 20 Hr/Mth 3)11/29/2023 - Bud krater and Associates Inc - Outside/1099 Employment - Non-Inv Rel - Cape Coral, FL - Start: 01/2018 - 25 Hr/Mth 4)11/29/2023 - McFaddin Moise Jr Licensed Tax Preparer - Tax Prep/Accounting/Business Consulting for taxes - Inv Rel - At Reported Business Location(s) - Start: 01/2019 - 160 Hr/Mth 5)11/29/2023 - Moise Advisory Group Inc - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2013 - 10 Hr/Mth 6)11/29/2023 - LPL Financial, LLC - Registered Representative of a Broker Dealer - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 7)12/27/2023 - Gateway Wealth Partners LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 11/30/2023 - 60 Hrs/Mo; 20 Hrs During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Mcfaddin Moise JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
December 25, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 19 Del Prado Blvd. N Ste. 4, Cape Coral, FL 33909-2758RIA
CRD#: 322789
Cape Coral, FL
Current
December 7, 2023 - Present
LPL FINANCIAL LLC
Office #1: 19 Del Prado N Suite 4, Cape Coral, FL 33909RIA
BD
CRD#: 6413
Cape Coral, FL
Past
March 1, 2017 - December 26, 2023
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Cape Coral, FL
Past
January 17, 2017 - December 26, 2023
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Cape Coral, FL
Past
January 16, 2014 - December 9, 2016
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Cape Coral, FL
Past
December 13, 2013 - December 9, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Cape Coral, FL
Past
December 2, 2011 - December 16, 2013
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FORT MYERS, FL
Past
February 4, 2011 - December 16, 2013
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
FORT MYERS, FL
Past
July 7, 2009 - December 31, 2010
WORLD CHOICE SECURITIES, INC.
BD
CRD#: 30933
FORT MYERS, FL
Past
May 30, 2008 - July 13, 2009
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
FT MYERS, FL
Past
January 8, 2007 - July 8, 2009
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
FT MYERS, FL
Past
May 12, 2006 - January 1, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
FT. MYERS, FL
Past
May 11, 2006 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
FT MYERS, FL
Past
January 9, 2002 - May 16, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 3, 1987 - May 16, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NAPLES, FL
Past
March 9, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
March 9, 1983 - May 16, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/7/2023)
IAR
Florida(12/25/2023)
RR
Maryland(12/7/2023)
RR
Nevada(12/7/2023)
RR
Tennessee(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Cape Coral, FL 33909-2758TRUST BUT VERIFY
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