Michael S. Murray

ACADEMY SECURITIES

Chapel Hill, NC 27517

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CRD#: 1086558

Professional summary

Michael Sheldon Murray, who also goes by Mike Murray, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in Chapel Hill, North Carolina.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 52, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Sheldon Murray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2014 - Present

ACADEMY SECURITIES, INC.

Office #1: 101 Glen Lennox Drive Suite 220, Chapel Hill, NC 27517

CRD#: 17433

Chapel Hill, NC

Past

November 5, 1996 - March 13, 2001

CAROLINA CAPITAL MARKETS, INC.

CRD#: 38156

CHAPEL HILL, NC

Past

July 7, 1989 - November 17, 1994

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

August 10, 1987 - June 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

November 23, 1985 - November 4, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Past

February 15, 1985 - November 12, 1985

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

January 10, 1983 - January 22, 1985

CREWS & ASSOCIATES, INC.

CRD#: 8052

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/10/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 10/21/2014

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/13/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACADEMY SECURITIES, INC.

ACADEMY ASSET MANAGEMENT | STERLING INVESTMENT SERVICES, INC. | LASALLE BROKERAGE SERVICES, INC. | ACADEMY SECURITIES, INC.

CRD#: 17433 / SEC#: , 8-35173

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

622 3rd Avenue 12th Floor, New York, NY 10017

Mailing Address

622 3rd Avenue 12th Floor, New York, NY 10017

Phone number

(646) 736-3995

Established

Delaware since 11/07/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MIMS, RONALD CHANCE	CHAIRMAN, CEO	5637540
GRAHAM, ANTHONY R	FINOP	4959159
GRAHAM, ANTHONY R	PRINCIPAL OPERATIONS OFFICER	4959159
GRAHAM, ANTHONY R	PRINCIPAL FINANCIAL OFFICER	4959159
GRAHAM, ANTHONY R	COO	4959159
MCCONKEY, PHILIP JOSEPH	VICE CHAIRMAN	3253139
WILCOX, SPENCER HAMILTON	PRESIDENT	5802885
BOYD, MICHAEL BARTOW	CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER	2557814

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Michael S. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Sheldon Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAROLINA CAPITAL MARKETS, INC.

RAUSCHER PIERCE REFSNES, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

CREWS & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/1983

SIE

Date: 10/1/2018

Series 52

Date: 10/21/2014

Series 7

Date: 12/17/1983

Series 53

Date: 11/13/2014

Series 24

Date: 8/1/1997

FINRA

Current Firm

ACADEMY SECURITIES, INC.

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ACADEMY SECURITIES, INC.

TRUST BUT VERIFY

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