JL
Joseph W. Lucchino
EAGLE STRATEGIES LLC
NATRONA HEIGHTS, PA 15065
Some features on this profile are disabled
CRD#: 1086064
JL
Professional summary
Joseph William Lucchino, who also goes by Joe Lucchino, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Natrona Heights, Pennsylvania and NYLIFE SECURITIES LLC located in Natrona Heights, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Lucchino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.
SELLS SOLICITS BUSINESS FOR HEALTH INSURANCE THOUGH FORTIS INSURANCE COMPANY - 3 HRS/MONTH - HAVE BEEN LICENSED FOR 20 YRS.]
[INVESTMENT ADVISOR REPRESENTATIVE AFFILIATED WITH EAGLE STRATEGIES LLC]
[OPERATING UNDER THE DBA NAME OF LUCCHINO INSURANCE & FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; NATRONA HEIGHTS, PA; START DATE: 08/2015]
[Harvard Properties, LLC; 2318 Freeport Road, Natrona Heights, PA 15065 and 1316 Harvard Avenue, Natrona Heights, PA 15065; Start Date 01/2018; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Lucchino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 2318 Freeport Road Suite 100, Natrona Heights, PA 15065RIA
CRD#: 110826
NATRONA HEIGHTS, PA
Current
September 16, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 2318 Freeport Road Suite 100, Natrona Heights, PA 15065BD
CRD#: 5167
Natrona Heights, PA
Past
September 17, 1986 - September 4, 1996
HACKETT ASSOCIATES, INC.
BD
CRD#: 2106
WYOMISSING, PA
Past
November 29, 1983 - October 1, 1986
MANAGED INVESTMENTS, INC.
BD
CRD#: 2640
Past
January 28, 1983 - June 20, 1984
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2020)
RR
California(10/29/2015)
RR
Delaware(3/30/2007)
RR
Florida(8/17/2015)
RR
Illinois(7/31/2024)
RR
Indiana(6/20/2019)
RR
Maryland(10/31/1996)
RR
New Mexico(7/13/2020)
RR
New York(5/2/1997)
RR
North Carolina(10/13/2008)
RR
Ohio(8/24/2005)
RR
Pennsylvania(9/18/1996)
IAR
Pennsylvania(5/13/2004)
RR
South Carolina(1/7/2016)
RR
Virginia(9/8/2016)
RR
West Virginia(10/30/1996)
RR
Wisconsin(9/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
