Jeffrey A. Scott

FSC WEALTH ADVISORS

Fishkill, NY 12524

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CRD#: 1086020

Professional summary

Jeffrey Arnold Scott is a registered financial advisor currently at FSC WEALTH ADVISORS, LLC located in Fishkill, New York and GENEOS WEALTH MANAGEMENT, INC. located in Fishkill, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA/RIA - IAR - will work under FSC WEALTH ADVISORS LLC - investment related business located at branch location. 2) AESCULAPIUS CLUB - Director. 3) Independent Rep with various insurance carriers for FIXED INSURANCE SALES - done under FSC WEALTH ADVISORS BACK OFFICE. 4) PROSPERITY CAPITAL ADVISORS-IAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Arnold Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

FSC WEALTH ADVISORS, LLC

Office #1: 1 Summit Court Suite 100, Fishkill, NY 12524

RIA

CRD#: 154382

Fishkill, NY

Current

October 21, 2021 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 1 Summit Ct Suite 100, Fishkill, NY 12524

RIA

CRD#: 120894

Fishkill, NY

Past

June 13, 2014 - October 22, 2021

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

Wappingers Falls, NY

Past

March 31, 2006 - October 22, 2021

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

Wappingers Falls, NY

Past

January 1, 2004 - April 26, 2006

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

March 30, 2000 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

April 6, 1989 - March 31, 2000

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

May 21, 1986 - April 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 22, 1983 - May 23, 1986

CPC SECURITIES CORPORATION

CRD#: 8461

Past

July 28, 1983 - September 10, 1984

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSC WEALTH ADVISORS, LLC

CRD#: 154382 / SEC#: 801-71646

RIA

Registered Investment Advisory firm - (8/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/21/2021)

New Jersey
(10/21/2021)

IAR

New York
(8/10/2021)

New York
(10/21/2021)

North Carolina
(11/2/2021)

Vermont
(10/21/2021)

Virgin Islands
(3/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/28/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FSC WEALTH ADVISORS, LLC

CRD#: 154382 / SEC#: 801-71646

RIA

Registered Investment Advisory firm - (8/11/2010 Approved)

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Contact information

Main Address

1 Summit Court Suite 100, Fishkill, NY 12524

Mailing Address

Po Box 1635, Wappingers Falls, NY 12590

Phone number

(845) 297-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSC WEALTH ADVISORS, ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	2,092
AUM (Assets Under Management)	$ 283,104,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jeffrey A. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Arnold Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CETERA ADVISORS LLC

IFG NETWORK SECURITIES, INC.

CADARET, GRANT & CO., INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CPC SECURITIES CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FSC WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2014

Series 63

Date: 10/3/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

Series 22

Date: 12/28/1984

Series 6

Date: 7/27/1983

FINRA

Current Firm

FSC WEALTH ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSC WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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