Martin D. Cozzi

LINCOLN FINANCIAL DISTRIBUTORS

Radnor, PA 19087

Some features on this profile are disabled

CRD#: 1085445

Professional summary

Martin Donald Cozzi is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1983. Martin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Donald Cozzi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2022 - Present

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087

CRD#: 145

Radnor, PA

Past

February 1, 2005 - July 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCHAUMBURG, IL

Past

December 10, 2002 - July 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCHAUMBURG, IL

Past

July 18, 1989 - December 31, 1994

CITISTREET EQUITIES LLC

CRD#: 7447

Past

January 10, 1983 - July 17, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/19/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/27/1984

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CG EQUITY SALES COMPANY | SAGEMARK CONSULTING, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | CIGNA SECURITIES, INC. | CIGNA FINANCIAL ADVISORS,INC.

CRD#: 145 / SEC#: , 8-13431

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

130 N Radnor-chester Rd, Radnor, PA 19087

Mailing Address

130 N Radnor-chester Rd, Radnor, PA 19087

Phone number

(484) 583-6000

Established

Connecticut since 08/03/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY	SHAREHOLDER
CHRYSSIKOS, PAUL TELEMAC	SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER	7263748
FALLER, DANIEL T	SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE	6006570
GIBSON, JASON MICHAEL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION	3081880
KENNEDY, JOHN CHRISTOPHER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	2213083
NEPA, JARED M.	SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION	5157819
OMORUYI, MEGAN VOGT	AVP, FINANCIAL AND OPERATIONS PRINCIPAL	7803022
SEIFERT, TIMOTHY JOHN	SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION	1577571
SMITH, NANCY	SECRETARY	6140078

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Martin D. Cozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Donald Cozzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITISTREET EQUITIES LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2005

Series 63

Date: 5/3/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2001

Series 6

Date: 12/30/1982

Series 26

Date: 6/27/1984

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TRUST BUT VERIFY

Similar Advisors