DW
Daniel M. Weinberg
ALLSQUARE WEALTH MANAGEMENT
Albany, NY 12203
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CRD#: 1085378
DW
Professional summary
Daniel Mark Weinberg is a registered financial advisor currently at ALLSQUARE WEALTH MANAGEMENT, LLC located in Albany, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Daniel has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AllSquare Wealth Management, LLC. Investment Related. At Registered Location. RIA. IAR. 1/1/2014. 160 Hrs/Mo; All During Trading Hours. Investment Advisory Services. 2.) INDEPENDENT INSURANCE AGENT;200 GREAT OAKS BLVD STE 219 ALBANY, NY 12203;SALE AND SERVICING OF FIXED INSURANCE PRODUCTS IN THE LIFE/ACCIDENT/HEALTH SPACE;INVESTMENT RELATED; LICENSED INSURANCE AGENT; SELL AND SERVICE INSURANCE PRODUCTS; 10/1995; NUMBER OF HOURS/MONTH: 5; DURING TRADING HOURS: 5; 3.) NAME OF OBA: BOARD MEMBER - ALBANY JEWISH COMMUNITY CENTER; ADDRESS OF OBA: 340 WHITEHALL ROAD ALBANY, NY 12208; NATURE: ATTEND PERIODIC BOARD MEETINGS; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: BOARD MEMBER; DUTIES: ATTEND AND PARTICIPATE IN PERIODIC BOARD MEETINGS; START DATE: 10/2015; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5; 4.) NAME OF OBA: ENDOWMENT BOARD OF GOVERNORS - JEWISH FEDERATION OF NORTHEASTERN NEW YORK; ADDRESS OF OBA: THE GOLUB CENTER, 184 WASHINGTON AVENUE EXTENSION, ALBANY, NY 12203; NATURE: ATTEND PERIODIC MEETINGS; INVESTMENT RELATED: YES; TITLE WITH OBA: VICE-CHAIR - INVESTMENT; DUTIES: ATTEND AND PARTICIPATE IN PERIODIC MEETINGS, EVALUATE ENDOWMENT PERFORMANCE, REVIEW INVESTMENT MANAGERS HIRED BY THE BOARD; START DATE: 10/2015; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Mark Weinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2021 - Present
ALLSQUARE WEALTH MANAGEMENT, LLC
Office #1: 200 Great Oaks Blvd Suite 219, Albany, NY 12203RIA
CRD#: 153591
Albany, NY
Current
October 15, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 200 Great Oaks Blvd. Suite 219, Albany, NY 12203BD
CRD#: 35747
Albany, NY
Past
May 8, 2012 - October 15, 2014
SPIRE SECURITIES, LLC
BD
CRD#: 144131
ALBANY, NY
Past
January 18, 2006 - April 13, 2012
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ALBANY, NY
Past
October 21, 2005 - October 28, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
October 21, 2005 - October 28, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
September 24, 2003 - May 4, 2005
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
December 9, 1994 - December 11, 2003
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
November 6, 1986 - December 9, 1994
MERCER ALLIED CORPORATION
BD
CRD#: 7829
ALBANY, NY
Past
January 7, 1983 - August 29, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALLSQUARE WEALTH MANAGEMENT, LLC
ALLSQUARE WEALTH MANAGEMENT, LLC
CRD#: 153591 / SEC#: 801-71675
RIA
Registered Investment Advisory firm - (7/9/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/14/2016)
RR
New York(10/15/2014)
IAR
New York(9/17/2021)
IAR
Texas(9/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALLSQUARE WEALTH MANAGEMENT, LLC
ALLSQUARE WEALTH MANAGEMENT, LLC
CRD#: 153591 / SEC#: 801-71675
RIA
Registered Investment Advisory firm - (7/9/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Great Oaks Blvd Suite 219, Albany, NY 12203
Mailing Address
Phone number
(518) 456-8900
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 486 |
| AUM (Assets Under Management) | $ 284,817,271 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 10/09/2024 | ||
| 02/06/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
