Michael B. Fenn
Professional summary
Michael Brendan Fenn is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in Inlet Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 23 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Brendan Fenn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
September 13, 2021 - October 25, 2022
RAYMOND JAMES & ASSOCIATES, INC.
September 13, 2021 - October 25, 2022
RAYMOND JAMES & ASSOCIATES, INC.
March 18, 2020 - July 2, 2020
CETERA INVESTMENT ADVISERS LLC
December 19, 2019 - July 2, 2020
CETERA INVESTMENT SERVICES LLC
July 16, 2018 - July 25, 2019
DEMPSEY LORD SMITH, LLC
March 3, 2014 - July 18, 2016
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 18, 2010 - February 28, 2014
TRANSAMERICA CAPITAL, LLC
January 1, 2007 - July 30, 2010
RIVERSOURCE DISTRIBUTORS, INC.
January 25, 2000 - December 31, 2006
IDS LIFE INSURANCE COMPANY
January 25, 2000 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
July 29, 1999 - December 10, 1999
AFD, INC.
July 26, 1995 - April 2, 1999
ALLSTATE FINANCIAL SERVICES, LLC
June 28, 1994 - July 10, 1995
MANULIFE WOOD LOGAN, INC.
November 1, 1993 - April 4, 1994
CETERA INVESTMENT SERVICES LLC
November 19, 1992 - October 19, 1993
FIDELITY BROKERAGE SERVICES LLC
August 26, 1992 - December 11, 1992
THE VARIABLE ANNUITY MARKETING COMPANY
July 19, 1989 - September 3, 1992
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 1, 1989 - July 6, 1989
INVESCO CAPITAL MARKETS, INC.
November 23, 1987 - August 8, 1988
PIEDMONT FINANCIAL CORPORATION
December 19, 1986 - November 19, 1987
DONALDSON & CO., INCORPORATED
September 9, 1986 - August 6, 1987
INSTITUTIONAL FINANCIAL SERVICES, INC.
June 17, 1986 - October 26, 1987
LEVIN SECURITIES CORPORATION
December 3, 1984 - October 25, 1985
INNOVATIVE EQUITIES CORPORATION
March 11, 1983 - May 21, 1984
E.V.I. GROUP LIMITED, INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2025)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
