Vickie F. Adams
CETERA INVESTMENT ADVISERS LLC
DENVER, CO
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CRD#: 1084652
Professional summary
Vickie Francene Adams, CFP®, who also goes by VIckie F Adams, Vickie F Myers, Vickie Myers, Vickie Slavkin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denver, Colorado and CETERA WEALTH SERVICES, LLC located in Denver, Colorado.
Vickie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Vickie has worked at 5 firms and has passed the Series 63, Series 22TO, SIE, Series 62, Series 2 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vickie F Adams | Vickie F Myers | Vickie Myers | Vickie Slavkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vickie Adams~'NIR'~2403 moray avenue, suite 3b~SAN PEDRO~CA~90732~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1986~20hrs~20hrs~prepare tax returns 2) VICKIE ADAMS, CDFA~'NIR'~2403 S MORAY AVENUE, 3B~SAN PEDRO~CA~90732~Business/Management Consulting~Owner/Sole Proprietor~8/1/2012~10hrs~0hrs~Certified Divorce Financial Analyst 3) Vickie Adams~'NIR'~2403 MORAY AVE, 3B~SAN PEDRO~CA~90732~Independent Insurance Agent~Insurance Sales Agent~1/1/1990~5hrs~5hrs~Sell ins as part of the financial planning process 4) Vickie Adams CFP A Wealth Management Firm~'NIR'~2403 Moray Ave, 3B~San Pedro~CA~90732~Other~Other~1/1/1993~160hrs~160hrs~Operational and/ or Marketing name for Avantax Services
CRS (Client Relationship Summary) - RIA
Click below to view Vickie Francene Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DENVER, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 600 17th Street Suite 2800-south, Denver, CO 80202BD
CRD#: 13572
Denver, CO
Past
April 29, 1994 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Denver, CO
Past
October 14, 1993 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Denver, CO
Past
September 2, 1993 - October 14, 1993
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
IAR
Colorado(9/5/2025)
RR
Indiana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New York(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 10/20/2018
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/17/2006
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 2
Date: 3/30/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
