Cindy L. Hanerhoff
Professional summary
Cindy Leah Hanerhoff, who also goes by Cindy Leah Hanerhoff Dorbecker, Cindy L H Lara, is a registered financial professional currently at PRIVATE PORTFOLIO, INC. located in La Jolla, California.
Cindy is registered as a RR (Registered Representative) and started their career in finance in 1983. Cindy has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cindy Leah Hanerhoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2023 - Present
PRIVATE PORTFOLIO, INC.
Office #1: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037June 13, 2018 - December 16, 2022
SUNBELT SECURITIES, INC.
January 12, 2001 - August 28, 2018
LARADORBECKER SECURITIES CORPORATION
October 4, 1996 - November 2, 2000
UNITED AMERICAN INTERNATIONAL, INC.
January 1, 1991 - August 21, 1996
UBS FINANCIAL SERVICES INC.
July 10, 1989 - January 1, 1991
ROTAN MOSLE INC.
January 20, 1983 - July 17, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2023)
(10/9/2023)
(7/24/2023)
(7/31/2023)
Exams
FINRA
Current Firm
PRIVATE PORTFOLIO, INC.
CRD#: 36644 / SEC#: 801-69346, 8-47421
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 91,500,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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