Paul F. Agostino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Frank Agostino was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1990. Paul had worked at 8 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2020 - November 15, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
September 26, 2017 - May 30, 2018
PRUCO SECURITIES, LLC.
June 6, 2012 - August 17, 2017
HORACE MANN INVESTORS, INC.
May 19, 2009 - May 17, 2012
NYLIFE SECURITIES LLC
July 25, 2005 - October 16, 2008
ALLSTATE FINANCIAL SERVICES, LLC
November 20, 2003 - August 11, 2004
AMERITAS INVESTMENT COMPANY, LLC
July 9, 1999 - December 31, 2001
THE O.N. EQUITY SALES COMPANY
October 8, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 8, 1990 - July 21, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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