MG
Michael R. Graber
CREATIVEONE WEALTH
LOOGOOTEE, IN 47553
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CRD#: 1084350
MG
Professional summary
Michael Ray Graber, who also goes by Mike Graber, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Loogootee, Indiana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Graber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF BUSINESS: DBA COMPASS RETIREMENT ADVISORS LCC; ADDRESS: 3482 EAST 225 SOUTH, WASHINGTON, IN 47501; START DATE: 08/2016; NATURE OF BUSINESS: RETIREMENT PLANNING; INVESTMENT RELATED: YES; TITLE: INSURANCE AGENT; HOURS PER MONTH: 0; HOURS PER MONTH DURING TRADING: N/A; DUTIES: SETUP FOR TAX PURPOSES. 2. NAME OF BUSINESS: THE INSURANCE SHOP, INC. ADDRESS: 200 E BROADWAY ST P.O. BOX 133 LOOGOOTEE, IN 47553 START DATE: 01/2001; NATURE OF BUSINESS: PROPERTY AND CASUALTY INSURANCE, LIFE AND FIXED ANNUITY INSURANCE INVESTMENT RELATED: NO; TITLE: SALES; HOURS PER MONTH: 35; HOURS PER MONTH DURING TRADING: 35; DUTIES: MANAGE DAILY SALES ACTIVITY 3. NAME OF BUSINESS: GRADIENT; ADDRESS: 3704 SW BURLINGAME RD, TOPEKA, KS 66609; START DATE: CURRENT; NATURE OF BUSINESS: FIXED INSURANCE; TITLE: INSURANCE AGENT; HOURS PER MONTH: 5-7 HOURS; HOURS PER MONTH DURING TRADING: 0; DUTIES: INSURANCE SALES. 4. NAME OF BUSINESS: RASBERRY PRODUCER GROUP; ADDRESS: 401 CENTRAL AVE, LAUREL, MS, 39440; START DATE: APRIL 2018; NATURE OF BUSINESS; LIFE AND ANNUITY SALES; TITLE: INSURANCE AGENT; HOURS PER MONTH: 5 HOURS AND OF WHICH ARE DURING TRADING HOURS; DUTIES: INSURANCE SALES
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Graber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2018 - Present
CREATIVEONE WEALTH, LLC
Office #1: 200 East Broadway St., Loogootee, IN 47553RIA
CRD#: 281213
LOOGOOTEE, IN
Past
August 29, 2016 - May 25, 2017
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
Loogootee, IN
Past
February 25, 2002 - May 27, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ODON, IN
Past
August 18, 1998 - March 4, 2002
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
April 20, 1998 - August 19, 1998
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
November 20, 1995 - April 17, 1998
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
January 19, 1995 - May 10, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
October 24, 1983 - January 5, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(2/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 12/23/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Loogootee, IN 47553TRUST BUT VERIFY
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