Vincent R. Avena
Professional summary
Vincent Rocco Avena is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1988. Vincent has worked at 6 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Rocco Avena's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2023 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005July 6, 2020 - March 31, 2023
CLEAR STREET LLC
October 29, 2012 - June 30, 2020
TD PRIME SERVICES LLC
October 7, 2010 - June 6, 2012
BNP PARIBAS SECURITIES CORP.
November 3, 1997 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
October 7, 1988 - October 28, 1997
SHELBY CULLOM DAVIS & CO., L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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