Richard F. Pilakowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Francis Pilakowski was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - October 12, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 2, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - October 12, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 10, 1995 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
December 21, 1993 - March 13, 1995
ARAGON FINANCIAL SERVICES, INC.
May 19, 1992 - December 20, 1993
SUNAMERICA SECURITIES, INC.
April 8, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 2, 1987 - April 11, 1991
CETERA WEALTH SERVICES, LLC
August 27, 1986 - September 14, 1987
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 26, 1983 - September 10, 1986
E. F. HUTTON & COMPANY INC
January 19, 1983 - February 17, 1983
EDWARD JONES
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
